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The Securities and Exchange Commission ("Commission") is extending by twelve months the compliance dates for certain of the rule amendments the Commission adopted on December 16, 2024, regarding the electronic submission of certain materials under the Securities Exchange Act of 1934 ("Exchange Act") and amendments to the FOCUS Report (Form X-17A-5), a periodic financial and operational report filed by broker-dealers and security-based swap dealers.
Published
Sep 10, 2025
Effective
Sep 10, 2025
Citation
90 FR 43552
Agencies
1
Full text not available in our database.
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Release Nos. 33-11386
34-103877
IC-35738
File No. S7-08-23
3235-AL85
17 CFR 202
17 CFR 232
17 CFR 240
17 CFR 249